Section B — Supplemental Documents ~180 min

Personnel Policies Required for California Home Care License

CDSS requires documented personnel policies covering hiring, conduct, disciplinary procedures, and more.

Your personnel policies must cover these topics at minimum:

- Hiring procedures and background check policy

- Employee conduct and professionalism standards

- Discrimination and harassment prevention

- Complaint and grievance procedures

- Disciplinary process and grounds for termination

- Employee privacy policy

- Training and certification requirements

- Reporting requirements (abuse, neglect, etc.)


What the Law Says (HSC § 1796.43)

California law has specific rules your personnel policies must cover:

- Background checks before client contact. Everyone on your team who touches clients — staff, volunteers, employees — must pass a background check BEFORE they have any contact with clients or their private info (§ 1796.43(a)(1)). No exceptions.

- TB testing for aides. Your home care aides must prove they are free of active tuberculosis (§ 1796.43(a)(2)). Build this into your hiring checklist.

- Tell CDSS right away when someone leaves. When an aide stops working for you, you must immediately notify the department (§ 1796.43(a)(3)). Your policies should spell out who handles this and how.

Your personnel policies need to address all three of these. If a CDSS reviewer reads your document and these are missing, expect questions.

Common Mistakes to Avoid

  • 1Missing required topics from the policies document
  • 2Policies that are inconsistent with California labor law

Tips

  • Consider using an HR attorney to review your policies
  • Policies should be clear enough that a new employee can follow them

What You Need to Do

  1. 1
    Draft personnel policies covering all required topics
  2. 2
    Upload personnel policies document

Information You Will Need

Have these details ready before you sit down to fill this out:

Anti-Discrimination & Equal Employment Policy
Sexual Harassment Prevention Policy
Disciplinary & Termination Procedures
Attendance, Scheduling & Time-Off Policy
Confidentiality & HIPAA Policy
Employee Grievance Procedure

Documents Needed

  • Personnel Policies Document
    RequiredPDF, DOCX · Max 10MB

Want us to handle this for you?

Our licensing team knows this form inside and out. For $999, we fill out every form, check every box, and submit the whole packet to CDSS on your behalf. You just answer a few simple questions.

John Helmy

Researched and reviewed by

John Helmy, Founder of HomeCareAtlas

Building tools and resources to help home care agency owners navigate licensing, compliance, and growth.